HomeMy WebLinkAbout40 - PH-1 - Public Hearing for 2015-19 Consolidated - 5/5/2015CITY COUNCIL AGENDA REPORT
MEETING DATE: MAY 5, 2015 ITEM NUMBER: PH -1
SUBJECT: PUBLIC HEARING FOR 2015-2019 CONSOLIDATED PLAN AND FISCAL
YEAR 2015-2016 FUNDING PRIORITIES FOR COMMUNITY
DEVELOPMENT BLOCK GRANT (CDBG) AND HOME INVESTMENT
PARTNERSHIP PROGRAM (HOME)
DATE: APRIL 23, 2015
FROM: DEVELOPMENT SERVICES DEPARTMENT/HOUSING AND COMMUNITY
DEVELOPMENT
PRESENTATION BY: WILLA BOUWENS-KILLEEN, AICP, PRINCIPAL PLANNER
MIKE LINARES, CDBG/HOME COORDINATOR
FOR FURTHER INFORMATION MIKE LINARES, CDBG/HOME COORDINATOR
CONTACT: 714.754.5678 mike.linares@costamesaca.gov
WILLA BOUWENS-KILLEEN, AICP, PRINCIPAL PLANNER
714.754.5153 wiIla.bouwens-kiIleen@costamesaca.gov
RECOMMENDATIONS
1. Hold Public Hearing regarding the 2015-2019 Consolidated Plan.
2. Approve recommended allocation of $1,028,141 for the Fiscal Year 2015-2016
Community Development Block Grant (CDBG) Application.
3. Approve recommended allocation of $327,658 for the Fiscal Year 2015-2016
HOME Investment Partnership Grant.
4. Approve resolution (Exhibit A) to authorize the following:
• City's Chief Executive Officer (CEO) to act as the official representative of the
City in order to submit the 2015-2019 Consolidated Plan and 2015-2016 Annual
Action Plan (Exhibit B) and all certifications and assurances contained therein;
• CEO to act in connection with the submission of the Annual Action Plan;
• CEO to approve minor changes and provide additional information as may be
required.
BACKGROUND
Costa Mesa is a recipient of certain Housing and Urban Development (HUD) funds; the
Community Development Block Grant (CDBG) and HOME Investment Partnerships Grant
(HOME). These two HUD programs annually provide approximately $1.3 million to the
City and can be used for an array of services that assist low and moderate -income
persons.
The Housing and Community Development Division (HCD) of the Development Services
Department is responsible for administration of the City's CDBG and HOME Grants.
CDBG and HOME programs and projects must reflect the needs outlined in the City's
Consolidated Plan. The Consolidated Plan is a five year planning document required by
HUD for all communities receiving entitlement community development funds. The
current Consolidated Plan was approved by the City Council in April of 2010, and covers
Fiscal Year (FY) 2010-2011 through FY 2014-2015. Pursuant to CDBG and HOME
program regulations, the City has prepared the draft 2015-2019 Consolidated Plan in
order to comply with HUD's requirements and for the City to continue to receive these
federal funds.
The 2015-2019 Consolidated Plan covers the time period of FY 2015-2016 through FY
2019-2020. The Consolidated Plan is comprised of four primary sections: 1) Needs
Assessment, 2) Market Analysis, 3) Strategic Plan, and 4) Annual Action Plan. In addition
to these components, the draft contains an executive summary, a description of the
process the City undertook to obtain public input, and an appendix with related tables,
maps, ancillary plans, HUD forms and certificates.
The Annual Action Plan is the one year expenditure plan for the use of HUD funds. For
FY 2015-2016, the City will receive $1,028,141 in CDBG funds and $327,658 in HOME
funds. These allocations represent a reduction of 0.35% for CDBG and 7.3% for HOME
from current year funding levels. The priorities in the draft 2015-2019 Consolidated Plan
were utilized to determine the proposed programs and projects presented for FY 2015-
2016 funding consideration.
ANAI YSIS
As a recipient of CDBG and HOME funds, the City of Costa Mesa is required to prepare
a five-year strategic plan known as the Consolidated Plan. The Consolidated Plan must
be prepared every three to five years. The current Consolidated Plan was approved by
the City Council in 2010 and its five-year cycle will end on June 30, 2015.
Unlike past Consolidated Plan cycles, HUD now requires that the City prepare and submit
the Consolidated Plan via its online information and fund distribution system (IDIS). The
template provided by HUD requires responses to very specific questions. HUD also
requires that the City utilize the data it provides via the template. This data is based on
the Five -Year American Community Survey (ACS) for 2007-2011. Additionally, HUD
utilizes data from its own Comprehensive Housing Assistance Strategy (CHAS). This
data is also derived from the 2007-2011 ACS. Some of the default data provided is not
relevant to the City (e.g., Public Housing Authority statistics). Whenever possible,
program staff utilized updated sources of information in order to make the Consolidated
Plan more relevant.
Needs Assessment
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Based on the analysis of HUD's data, the following has been identified:
• Regardless of tenure, 37.2% of lower income Small Related households (i.e.,
household of two to four related members) are paying more than 30% of their
income for housing.
• Regardless of tenure, approximately 35.8% of lower income Small Related
households are paying more than 50% of their income for housing.
• HUD data indicates that over 3,000 housing units are "crowded," that is, a housing
unit with 1.01 to 1.5 persons per room excluding bathrooms, porches, foyers, halls,
or half -rooms.
• In general, no specific race or ethnic population in the City is disproportionately
impacted by housing problems although Hispanic populations trend to be impacted
by housing problems at a higher rate than other race/ethnic categories.
• Based on point -in -time studies of the homeless, it is estimated there are
approximately 210 homeless individuals in the City; an estimated 122 of these
individuals are unsheltered.
• While in general the City's public infrastructure and facilities are in good shape,
there is a need to upgrade or replace aging public improvements.
• There are City residents in need of services that can help improve their quality of
life. In many cases, these services will allow lower income households to save
financial resources on necessities such as food and clothing, which in turn can be
used to preserve their current housing.
Market Analysis
The Market Analysis explores the resources Costa Mesa has available to address needs.
The Market analysis explores components of the City's housing market such the number
and types of housing units, tenure, condition, and cost. Key findings include the following:
• As of January 1, 2014, the City had 42,160 housing units — over 48% of these units
were constructed as multi -family housing.
• According to HUD's data, approximately 58.4% of housing units are occupied by
renter households. This finding is consistent with the City's Housing Element,
which states that Costa Mesa has a higher proportion of renter housing units than
most communities in Orange County.
• Costa Mesa median home sales prices in March 2015 was $625,000 for zip code
92626 and $670,000 for zip code 92627.
• Median rent for a two-bedroom unit in February 2015 was estimated to be $1,937.
• HUD data indicates that only 14% of rental units in the City rent for under $1,000
per month — $1,000/month is approximately 30% of a household's income that
earns $20/hour and works 40 hours per week.
• Overall the City's housing stock is in good condition; however, approximately 80%
of the City's owner housing stock was constructed prior to 1978. If a home is not
properly maintained, after 40 years units may require rehabilitation. Approximately
77% of the City's rental housing stock is also of the same vintage.
• There are an estimated 80 transitional housing shelter beds in the City; however,
these resources are limited to families with children. The lack of short-term
housing for single homeless adults in the City is reflective of a regional issue. The
City has developed a plan to address these issues that includes HUD, City, private,
and faith -based resources.
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The City's Housing Element has identified several action steps the City can take to
address the City's future housing needs, including identifying parcels that may be suitable
for future housing development. The Consolidated Plan echoes several of the goals and
programs outlined in the Housing Element including density bonus incentives to build
affordable housing, homeowner housing rehabilitation, and the provision of services to
address impediments to fair housing.
Strategic Plan
The Strategic Plan identifies priority housing and community needs, and lays out the
City's five-year plan to address these needs. Priority needs are identified as either a
high or low need. Activities that address a high priority need will be funded by the City
during the five-year period provided adequate resources are available. Low priority
needs will most likely not receive funding; however, if resources are available and the
respective need increased in importance, funding could be allocated in future years.
Table 1 provides a summary of housing and community needs identified in the
Consolidated Plan:
Table 1: Draft 2015-2019 Consolidated Plan Priority Goals & Outcomes
Goal
Category
Priority
Need(s)
Goal Outcome
Need
Addressed
Indicator
Owner Occupied
Affordable
High
Owner Occupied
Rehabilitate 50
Housing Rehabilitation
Housing
Housing
Housing Units
Rental Housing
Affordable
Rental Housing
Rehabilitate 1
Rehabilitation
Housing
Low
Acquisition /
Housing Unit
Rehabilitation
Rental Housing
Affordable
Rental Housing
Acquire 1 Rental
Acquisition
Housing
Low
Acquisition /
Housing Unit
Rehabilitation
Affordable
Housing Code
Enforce Codes of
Code Enforcement
Housing
High
Enforcement
1,250 Housing
Units
Emergency Shelter
Homeless
High
Homeless Services
10 Persons
& Housing
Assisted
Transitional Housing
Homeless
High
Homeless Services
75 Persons
& Housing
Assisted
Rapid Re -housing
Homeless
High
Homeless Services
25 Households
& Housing
Assisted
Homelessness
Homeless
High
Homeless Services
10 Persons
Prevention
& Housing
Assisted
Tenant -Based Rental
Homeless
Low
Homeless Services
1 Household
Assistance
& Housing
Assisted
Senior/Frail Elderly
Special
High
Services for
2,500 Persons
Services
Needs
Elderly/Frail Elderly
Assisted
Services for Disabled
Special
High
Services for
150 Persons
Needs
Disabled
Assisted
M
Goal
Category
Priority
Need(s)
Goal Outcome
Need
Addressed
Indicator
Non -Housing
2,500 Persons
Youth Services
Community
High
Youth Services
Assisted
Development
Low and Moderate
Non -Housing
Services for Low &
750 Persons
Income Persons
Community
High
Moderate Income
Assisted
Development
Persons
Non -Housing
Public Facility
Public Facilities
Community
High
Public Facilities
Benefit:
Development
2,500 Persons
Non -Housing
Public
Public Infrastructure
Community
High
Public
Infrastructure
Improvements
Development
Infrastructure
Benefit:
7,500 Persons
Program
Administration
High
Program
Other:
Administration
Administration
5 Years
Annual Action Plan
The Annual Action Plan outlines how the City will allocate both CDBG and HOME funds
for eligible activities that address the priority needs identified in the Strategic Plan. Both
CDBG and HOME have specific program requirements, for example, CDBG funds must
be utilized to achieve one of three national objectives: Elimination of slums and blight,
benefit to low and moderate -persons, or meet an urgent need. HOME funds must be used
to preserve or increase housing opportunities for low-income residents living in Costa
Mesa.
Outlined below are the programmatic recommendations by staff to address the
Consolidated Plan's priorities. Proposed budgets for FY 2015-2016 CDBG and HOME
funds are also listed below:
CDBG FUNDS
HUD has notified the City it will receive $1,028,141 in CDBG funds for FY 2015-2016. An
additional $187,000 in prior year CDBG funds are also available for programming in FY
2015-2016. Staff is recommending funding in four primary program areas; 1) Code
enforcement, 2) Capital improvements, 3) Public services grants, and 4) Program
administration.
Code Enforcement
CDBG funds may be used for code enforcement activities provided the program primarily
benefits low and moderate -income persons, and that such code enforcement "together with
public or private improvements, rehabilitation, or services to be provided," may be
expected to arrest the decline of the area. The crux of this regulation is that any CDBG-
funded code enforcement activity must have a direct nexus to the rehabilitation or
improvement of housing in an eligible area. For FY 2015-2016, a total of $325,000 will
be allocated to support the work efforts of two full-time code enforcement officers and one
full-time clerical support staff. The enforcement activity of these two officers will be limited
to Census Tract Block Groups identified by HUD (see Consolidated Plan Appendix Page
17 for map of eligible areas).
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Capital Improvements
CDBG funds may be used to improve public facilities and/or infrastructure provided the
primary beneficiaries are low and moderate -income Costa Mesa residents. For FY 2015-
2016, staff is recommending over $530,000 in CDBG funds for three capital projects; 1) ADA
improvements at TeWinkle Park, 2) Costa Mesa Senior Center improvements, and 3)
residential street improvements. Seniors and disabled adults are presumed by HUD to be
CDBG eligible. Street improvements will be limited to CDBG-eligible neighborhoods.
Public Service Grants
The City is allowed to allocate up to 15 percent of its annual CDBG allocation for public
service grants. As authorized by the City Council, HCD staff solicited proposals from
nonprofit agencies that serve Costa Mesa residents. Based on the City's FY 2015-2016
CDBG grant allocation, a maximum of $154,221 is available for public service grant funding.
In March 2015, the City's Ad -Hoc Housing and Public Service Grants Committee (H&PSG
Committee) interviewed grant applicants, rated and ranked applications, and developed
public service grant funding recommendations. Exhibit C provides a summary of the
H&PSG Committee's rating, ranking and grant recommendations for the City Council's
consideration. Exhibit C also includes a summary of grant applications and a three-year
funding history of CDBG public service grants. Complete public service grant applications
can be found on the City's webpage
(http://www.costamesaca.gov/index.aspx?page=1878). Grant recommendations are also
listed in the proposed CDBG budget below.
Administration
HUD allows the City to allocate up to 20 percent of its annual grant for planning and
program administration. Based on the FY 2015-2016 grant, a maximum of $205,628 is
available for program administration. Eligible program administration expenditures
include program staff salaries and benefits, contract services, legal services, and direct
program operating costs.
C:
Proposed FY 2015-2016 CDBG Budget
AVAILABLE FUNDS
2015-2016 CDBG Allocation
$1,028,141
Prior Year Funds
$187,000
TOTAL:
$1,215,141
PROPOSED PROGRAMS/PROJECTS
Code Enforcement
■ Salary & Benefits - 2 FT Officers & 1 FT Clerical
$289,395
■ Allocated/Misc.
$35,605
Subtotal:
$325,000
Capital Improvement Projects
■ TeWinkle Park ADA Improvements
$252,350
■ Senior Center Bathroom ADA Design
$25,000
■ Senior Center Sunroom Construction
$32,000
■ Senior Center Skylight Replacement
$45,000
■ Residential Street Improvements
$175,943
Subtotal:
$530,293
Public Service Grants (15% Maximum)
■ City of Costa Mesa Senior Counseling Program
$10,000
■ Colette's Children's Home
$20,000
■ Community SeniorSery — Congregate Meals
$12,500
■ Community SeniorSery — Home Delivered Meals
$15,000
■ Council on Aging — Orange County
$10,000
■ Elwyn California
$5,720
■ Fair Housing Foundation (required)
$21,000
■ Families Forward
$10,000
■ Mercy House Transitional Living Center
$20,000
■ Mika Community Development Corporation
$10,000
■ Working Wardrobes
$10,000
■ Youth Employment Services
$10,000
Subtotal:
$154,220
Administration (20% Maximum)
■ CDBG Program Administration
$205,628
Subtotal:
$205,628
TOTAL:
$1,215,141
Total Unappropriated Funds
$0
B. HOME FUNDS
The City of Costa Mesa has been notified by HUD that its FY 2015-2016 HOME Program
Grant allocation is $327,658, a decrease of approximately 7.3 percent ($25,763) from the
current year grant. Additional HOME funds being budgeted include $332,298 in prior year
program funds for a total HOME budget of $659,956. From the FY 2015-2016 grant, a
required 15 percent must be utilized for an eligible Community Housing Development
Organization (CHDO) project, and a maximum of 10 percent may be allocated for
administration. Staff is proposing allocation FY 2015-2016 HOME funds for three core
activities; 1) Single-family housing rehabilitation loans and grants, 2) CHDO reservation,
and 3) Program administration.
Housing Rehabilitation
HOME funds may be used to improve and preserve the City's supply of owner -occupied
housing for households with an income up to 80 percent of the County median. Staff is
recommending continued funding of the City's Single Family Housing Rehabilitation Loan
and Neighborhood Improvement Grant programs. A total of $542,699 is allocated for
these programs. In addition to the allocation of HOME funds by HUD, the City also
receives income when prior funded housing rehabilitation loans are repaid. Program
income may be used for any HOME eligible activity. The City is required to utilize program
income before it uses new grant funds; therefore, program income received during the
fiscal year will be utilized for housing rehabilitation programs. The City is also allowed to
keep up to 10% of program income funds for HOME administration expenditures. In
recent years the City has received significant amount of program income. This income
was expended as required; however, the HOME program does require that funds be
committed within 24 for months of the grant award date. HUD will recapture funds that
are not uncommitted within required timelines. The proposed FY 2015-2016 HOME
budget is provided below.
CHDO
HOME program regulations required that a minimum of 15% of an annual grant allocation
be utilized by a Community Housing Development Organization (CHDO). CHDO's are
typically nonprofit organizations specializing in the development of low-income affordable
housing. No qualified project is identified at this time. Based on the City's FY 2015-2016
HOME grant, $49,149 has been set-aside for a CHDO project.
Administration
HUD allows the City to allocate up to 10% of its annual grant for HOME program
administration. Based on the FY 2015-2016 grant, a maximum of $32,765 is available
for HOME program administration. The City also has $35,342 in prior year HOME
Administration funds that will be available during the fiscal year. Eligible program
administration expenditures include program staff salaries and benefits, contract
services, legal services, and direct program operating costs.
Proposed FY 2015-2016 HOME Budget
AVAILABLE FUNDS
2015-2016 HOME Allocation $327,658
Prior Year Funds $332,298
TOTAL:
$659,956
PROPOSED PROGRAMS/PROJECTS
CHDO Reservation (15% Minimum) — Project to be
determined
$49,148
Subtotal:
$49,149
Housing Rehabilitation
■ Housing Rehabilitation Loans & Grants (approx.
3 loans @ $50,000 and 15 grants)
$497,036
■ Program Staff Salary and Benefits
$45,663
Subtotal:
$542,699
Administration (10% Maximum)
■ FY 15-16 HOME Program Administration
$32,766
■ Prior Year HOME Program Administration
$35,342
Subtotal:
$68,108
TOTAL:
$659,956
Total Unappropriated Funds
$0
The 2015-2015 Fiscal Year will be the first year of the 2015-2019 Consolidated Plan cycle.
The Action Plan is the link between the goals and objectives listed in the Consolidated
Plan with actual projects and activities to be carried out during a 12 -month period or fiscal
year. The specific time frame covered by the 2015-2016 Action Plan begins July 1, 2015
and ends June 30, 2016. The Action Plan includes several HUD required components
including:
• A list of federal, non-federal, and private funds expected to be available to address
priority needs and objectives.
• A description of the activities the City will undertake in 2015-2016 to meet priority
needs.
• A description of the geographic distribution of federal assistance.
• An outline of the activities that will be undertaken to address the needs of the City's
households at -risk of homelessness, those currently homeless, and persons that are
not homeless but have special needs
• An evaluation of how the additional strategies outlined in the Consolidated Plan will
be addressed during 2015-2016.
• A discussion regarding certain program requirements for the CDBG and HOME
programs.
• A description of the standards and procedures used to monitor activities carried out
in furtherance of the Consolidated Plan and the Action Plan.
• Various forms and certifications related to the application and implementation of the
Consolidated/Annual Action Plan, and the use of CDBG and HOME funds.
E
The 2015-2016 Action Plan is included as part of the 2015-2019 Consolidated Plan which
is attached to this Agenda Report as Exhibit B.
NOTICING REQUIREMENTS
As required by HUD, a notice was published on April 4, 2015 inviting the public to review
and comment on the draft document during a thirty -day (30) comment period. The
comment period began April 6, 2015, and concludes May 5, 2015.
FISCAL IMPACT
No financial impacts are anticipated. HUD has notified the City it will receive $1,028,141
in CDBG funds for FY 2015-2016. An additional $187,000 in prior year funding is also
available. HUD will reimburse the City up to these amounts for eligible CDBG program
expenditures.
HUD has notified the City it will receive $327,658 in HOME funds for FY 2015-2016. An
additional $332,298 in prior year funding is also available. HUD will reimburse the City
up to these amounts for eligible HOME program expenditures.
ALTERNATIVES CONSIDERED
City Council can choose not to fund the proposed programs and projects as
recommended by staff and reallocate CDBG or HOME funds to other eligible activities.
Council could also direct staff to not submit the Consolidated Plan/Action Plan; however,
if the City does not submit the Plans by May 15, 2015, HOME funds will most likely be
returned to the U.S. Treasury and the City's CDBG funds will be distributed proportionally
among all other Orange County jurisdictions that receive CDBG funds.
LEGAL IMPACT
No adverse legal impact is anticipated.
CONCLUSION
The draft 2015-2019 Consolidated Plan has been prepared according to HUD regulations.
The Consolidated Plan includes an evaluation of housing and community needs,
assessed the City's current housing market and resources, and lists a number of priority
needs and related objectives/goals aimed at addressing needs. The 2015-2016 Annual
Action Plan was also prepared according to HUD regulations, and outlines how the City
will utilize FY 2015-2016 CDBG and HOME funds to meet the objectives and goals of the
Consolidated Plan. It is recommended that the City Council hold a public hearing to obtain
additional public input regarding the draft 2015-2019 Consolidated Plan, and approve a
resolution authorizing the Chief Executive Officer to submit the Consolidated Plan to HUD
on behalf of the City of Costa Mesa.
EN
GARY ARMSTRONG
Economic and Development Services
Director
MIKE LINARES
CDBG/HOME Coordinator
Attachments: Exhibit A — Resolution
WILLA BOUWENS-KILLEEN
Principal Planner
Exhibit B — Draft 2015-2019 Consolidated Plan includina 2015-2016
Annual Action Plan
Exhibit C — FY 2015-2016 CDBG Public Service Grant Recommendations
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