HomeMy WebLinkAbout94-86 - Adopting Procedures to Regulate Cable Rates1
RESOLUTION NO. 94-86
A RESOLUTION OF THE CITY COUNCIL OF THE
CITY OF COSTA MESA, CALIFORNIA, ADOPTING
ADMINISTRATIVE PROCEDURES TO REGULATE CABLE
TELEVISION SERVICES AND EQUIPMENT RATES.
THE CITY COUNCIL OF THE CITY OF COSTA MESA DOES HEREBY
RESOLVE AS FOLLOWS:
WHEREAS, pursuant to the Cable Television Consumer Protection and Competition Act
of 1992 ("1992 Cable Act")(47 U.S.C. Sections 521 et seq.), and the regulations of the Federal
Communications Commission ("FCC")(Title 47 Sections 76.900 et seq. of the Code of Federal
Regulations), the City has been certified to regulate the rates charged for cable television
services and equipment; and
WHEREAS, the FCC regulations require the City to adopt procedures for regulating the
basic service tier within 120 days of being certified; and
WHEREAS, the City has previously adopted rate regulation procedures in Costa Mesa
Municipal Code Section 19-190 and it desires to supplement these procedures;
NOW, THEREFORE, BE IT RESOLVED that the City Council of the City of Costa
Mesa hereby adopts City Council Policy No. 600-1 and it shall be added to the City Council
Policy Manual as set forth in Exhibit "A", attached hereto and incorporated herein by this
reference.
PASSED AND ADOPTED this 19th day of September, 1994.
ATTEST:
1
Deputy City 5
lerk of the City of Costa Mesa
STATE OF CALIFORNIA )
COUNTY OF ORANGE ) ss
CITY OF COSTA MESA )
Mayor of the City of Costa Mesa
I, MARY T. ELLIOTT, Deputy City Clerk and ex -officio Clerk of the City Council of
the City of Costa Mesa, hereby certify that the above and foregoing Resolution No. 94-86 was
duly and regularly passed and adopted by the said City Council at a regular meeting thereof held
on the 19th day of September, 1994.
IN WITNESS WHEREOF, I have hereunto set my hand and affixed the Seal of the City
of Costa Mesa this 20th day of September, 1994.
Deputy &cil
Clerk and ex -officio Clerk of
the City of the City of Costa Mesa
-239
CITY OF COSTA MESA, CALIFORNIA EXHIBIT A
COUNCIL POLICY
POLICY EFFECTIVE
SUBJECT CABLE TELEVISION NUMBER DATE PAGE
RATE REGULATIONS 600-1 9-20-94 1 of 6
BACKGROUND AND PURPOSE:
.The City Council has caused the City of Costa Mesa to become
certified to regulate the rates that the cable operator charges for
cable television services and equipment. In order to adequately
determine maximum cable television rates, the information submitted
by the cable operator on Federal Communications Commission forms
needs to be supplemented by additional information so that the City
can fully determine whether the cable operator has correctly
completed the form.
REGULATIONS AND POLICY:
Section 1. DEFINITIONS.
1.1 "1992 Cable Act" means the Cable Television
Consumer Protection and Competition Act of
1992 (27 U.S.C. § 521 et seq.)
1.2 "Cable Operator" means any person or business
entity operating a cable television system
within the City and subject to regulation of
cable television services and equipment
pursuant to the 1992 Cable Act.
1.3 "FCC Regulations" mean the regulations the FCC
has adopted regarding rate regulation as set
forth at Title 47 of the Code of Federal
Regulations, § 76.900 et seq., including any
amendments thereto.
1.4 "City Manager" means the City Manager or his
or her designee.
1.5 "City Attorney" means the City Attorney or his
or her designee.
1.6 "FCC Rate Regulation Form" means FCC Form 393,
1200, 12051 1210, 1215, 1220, 1225 or such
similar forms as the FCC may adopt for the
determination of maximum permitted rates for
regulated cable services and equipment.
Exhibit "A"
Resolution No. 94-86
Page 1 of 6
1.7 "Subscriber" means any person or entity
utilizing or desiring to utilize cable
operator provided cable television services
for consideration. "Subscriber" also means
"customer(s)" and/or "subscribers" as those
terms are used in the 1992 Cable Act and FCC
Rate Regulations.
1.8 "FCC" means the Federal Communications
Commission.
Section 2. INCORPORATION OF THE FCC RATE REGULATIONS.
2.1 Incorporation of FCC Regulations. The City Council
hereby incorporates by reference the FCC
Regulations as part of these procedures.
2.2 Compliance with the 1992 Cable Act and FCC
Regulations. These procedures shall at all times
be interpreted to comply with the 1992 Cable Act as
amended and the FCC Regulations. In the event any
provision of these procedures shall be invalidated
for any reason or cause, any remaining portions
shall be deemed severed and shall remain in full
force and effect.
Section 3. CERTIFICATION.
3.1 Application for Certification. The City Manager or
City Attorney is directed to take all necessary
action to secure FCC certification for the City to
regulate rates charged for cable television
services and equipment.
Section 4. DETERMINATION OF MAXIMUM PERMITTED RATES FOR CABLE
TELEVISION SERVICES AND EQUIPMENT.
4.1 Submittal of FCC Rate Regulation Forms. The City
Manager or City Attorney is directed to take all
necessary action to secure submittal by the Cable
Operator of completed FCC Rate Regulation Forms
pursuant to Costa Mesa Municipal Code § 19-190.
-4.2 Submittal of Additional Information with FCC Rate
Regulation Form 1200. When submitting FCC Rate
Regulation Form 1200, the Cable Operator shall also
submit the following information to the City:
a. The name, address and telephone number of the
person who prepared the FCC Rate Regulation Form or
the person the Cable Operator otherwise designates
Exhibit "A"
Resolution No. 94-86
Page 2 of 6
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to answer any questions the City may have regarding
the Form.
b. Channel Line-up and rates for each tier and
channel, and for equipment and installation as of
(i) the initial date of regulation; (ii) the date
of the Rate Regulation Form; (iii) September 30,
1992; (iv) April 1, 1993; (v) March 31, 1994; and
(vi) July 15, 1994.
C. Subscriber counts as of (i) September 30, 1992;
(ii) April 5, 1993; (iii) the initial date of
regulation; (vi) March 31, 1994; (v) July 15, 1994;
and (vi) the date of the FCC Rate Regulation Form.
Counts should be for the basic and cable
programming services tiers, and for all a la carte
channels. Subscribers to bulk rate agreements
should be itemized separately.
d. Schedules supporting all allocation and
computations on the FCC Rate Regulation.
e. Report of gross revenues for purposes of franchise
fee payments for two (2) years preceding the date
of FCC Rate Regulation Form.
f. Description of all bulk rate and special (i.e.,
senior citizens) rate agreements.
g. State whether a customer may subscribe to basic
tier service and purchase a pay channel or pay-per-
view programming without purchasing an intermediate
tier or paying any additional fee. If the answer
is no, explain why.
The above information shall be submitted concurrently with
submitting Form 1200 to the City, or within 14 days after adoption
of this resolution, whichever occurs later.
4.3 Additional Information. The Cable Operator shall submit
such additional information as the City Manager or City
Attorney may determine is necessary to determine maximum
permitted rates_ for cable television services and
equipment. Upon each request for additional information
by the City Manager or City Attorney, which request shall
state clearly the reason the information is needed, and
where applicable which part of the FCC Rate Regulation
Form the request specifically relates, the Cable Operator
shall submit such information. The Cable Operator shall
fully respond to such requests for additional information
within 14 days of receipt of the request. The City
Exhibit "A"
Resolution :No. 94-86
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Manager or City Attorney may extend the time to respond
beyond 14 days for good cause.
4.4 City's Power to Examine Cable Operator Records. Pursuant
to 47 CFR § 76.938 and Costa Mesa Municipal Code § 19-
190, the City may examine the financial records of the
Cable Operator to determine if the FCC Rate Regulation
Form truly and accurately reflects the actual cost of
regulated equipment.
4.5 Time to Determine Rates. Pursuant to 47 CFR § 76.9334,
the City Manager or City Attorney may issue such orders
as he determines are reasonably necessary to extend the
time to review the FCC Rate Regulation Form submitted and
determine the maximum permitted rates.
4.6 Cost of Service Showing. Upon receipt of a Cost of
Service Showing, the City Manager or City Attorney will
take all steps necessary, including filing a petition for
special relief, to cause the FCC to evaluate the Cost of
Service Showing.
4.7 Rate Report. The City Manager or City Attorney will
review the FCC Rate Regulation Form and additional
information submitted by Cable Operator, and prepare a
written report to the City Council recommending whether
the existing or proposed rates are within the FCC's
permitted basic service tier charge or actual cost of
equipment as defined in §§ 76.922 and 76.923 of the FCC
Regulations.
4.8 Public Hearing. Prior to making any determination
whether the Cable operator's existing or proposed rates
are within the FCC's permitted basic service tier charge
or actual cost of equipment as defined in §§ 76.922 and
76.923, the City Council will conduct a noticed public
hearing pursuant to Costa Mesa Municipal Code § 19-190,
at which time interested parties will be given the
opportunity to submit written and oral testimony.
Written notice of the public hearing will be provided to
the Cable Operator at least ten (10) days prior to the
public hearing.
4.9 Rate Determination. At the public hearing, Cable
Operator shall have the burden of proving that its
existing or proposed rates for basic service and
associated equipment comply with 47 U.S.C. § 543 and 47
CFR §§ 76.922 and 76.923. If the Cable Operator does not
attempt to demonstrate the reasonableness of its rates,
the Council may find the Operator in default and, using
the best information available, enter an order finding
the Cable Operator's rates unreasonable and mandating
Exhibit "A"
Resolution No. 94-86
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appropriate relief, as specified in 47 CFR §§ 76.940 and
76.942. The City Council will make all rate
determinations by way of written resolution pursuant to
Costa Mesa Municipal Code § 19-190.
4.10 Submittal of FCC Form 329. The City Manager or City
Attorney is directed to submit an FCC Form 329 within 45
days of any rate increase by the Cable Operator to ensure
FCC review of cable programming service rates.
Section 5. REFUNDS TO SUBSCRIBERS.
5.1 Refunds to Subscribers. All refunds owing by the Cable
Operator to Subscribers pursuant to the FCC Regulations
shall, at the cable operator's discretion, be made as
follows: (i) by direct payment to Subscribers; (ii) as a
specifically identified credit to the Subscriber's bill;
(iii) or by means of prospective percentage reduction in
the rates for the basic service tier or associated
equipment for subscribers who remain in the service area.
All refunds shall be made within sixty (60) days from the
date of the City Council Order.
Section 6. ENFORCEMENT.
6.1 In addition to Costa Mesa Municipal Code 5 19-165,
whenever the City Manager or City Attorney believes there
has been a material breach of these procedures and/or the
FCC Regulation, he or she shall notify the Cable Operator
in writing to cure the breach. The City Manager or City
Attorney will establish a minimum time to cure the
breach, which in no event shall be less than thirty (30)
days. The notice shall specify any refund liability, if
any. The written notice to the Cable Operator shall be
by certified mail or other means providing for
certification of receipt.
6.2 In addition to Costa Mesa Municipal Code § 19-165, upon
receiving the City Manager's or City Attorney's notice of
the breach, the Cable operator shall investigate the
alleged breach, and within the time period established in
the notice, notify the City Manager or City Attorney in
writing of the results of the investigation and its
proposed action or resolution, if any. In the event the
City Manager or City Attorney does not refer the matter
to the City Council, as provided under this resolution,
within thirty (30) days of the receipt of the Cable
Operator's response, the Operator's proposed action or
resolution shall be final.
6.3 In addition to Costa Mesa Municipal Code § 19-165,
following a determination of the City Manager or City
Exhibit "A"
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breach of these procedures and/or the FCC Regulations,
the City Manager or City Attorney may initiate
enforcement proceedings with respect to the breach. Such
enforcement proceedings may be initiated by the City
Manager or City Attorney providing the Cable Operator
notice of a public hearing before the City Council.
Notice shall be provided to the Cable Operator by
certified mail or other means providing for certification
of receipt.
6.4 In addition to Costa Mesa Municipal Code § 19-165, the
City Council will commence the hearing no less than ten
(10) days after the hearing notice.
6.5 In addition to Costa Mesa Municipal Code § 19-165, upon
the conclusion of the hearing, the City Council shall
adopt a decision which includes findings of fact and
conclusions of law.
6.6 The City Council may impose fines or monetary forfeitures
on the Cable Operator if it fails to comply with these
procedures, the FCC Regulations or a rate decision of the
City Council pursuant to Costa Mesa Municipal Code §§ 19-
165 and 19-200.
6.7 Neither monetary sanctions imposed hereunder nor any
order issued by the City Council related hereto shall be
deemed to bar or otherwise limit the right of the City
Council to obtain judicial enforcement of the Cable
Operator's obligations by means of specific performance,
injunctive relief, mandate or other remedies at law or
inequity, other than monetary damages.
Exhibit "A"
Resolution No. 94-86
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