HomeMy WebLinkAbout79-80 - Sale of Bonds, Proposed Assessment District 79-01, S. Coast DriveRESOLUTION NO. 79-80
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
COSTA MESA, CALIFORNIA, AUTHORIZING THE SALE OF
SPECIAL ASSESSMENT BONDS TO FINANCE IMPROVEMENTS
IN PROPOSED ASSESSMENT DISTRICT NO. 79-01 (SOUTH
COAST DRIVE).
WHEREAS, in accordance with the terms and provisions of the
"Municipal Improvement Act of 1913," being Division 12 of the Streets
and Highways Code of the State of California, this City Council has
initiated proceedings for the construction of certain public works of
improvement, together with appurtenances and acquisition, where neces-
sary, in a special assessment district; said special assessment district
known and designated as
ASSESSMENT DISTRICT NO. 79-01
(SOUTH COAST DRIVE)
(hereinafter referred to as the "Assessment District"); and
WHEREAS, this City Council has further determined that serial
bonds shall be issued to finance the costs and expenses of said improve-
ments and proceedings, and said bonds shall be issued pursuant to the
terms and provisions of the "Improvement Act of 1911," being Division 7
of the Streets and Highways Code of the State of California; and
WHEREAS, at this time, this City Council is desirous of authorizing
the sale of bonds to finance the works of improvement as proposed for
this Assessment District.
NOW, THEREFORE, IT IS HEREBY RESOLVED BY THE CITY COUNCIL OF THE
CITY OF COSTA MESA
CALIFORNIA, AS FOLLOWS:
SECTION 1. That the above recitals are all true and correct.
SECTION 2. That F. MACKENZIE BROWN is hereby authorized to solicit
proposals for the sale of bonds for the Assessment District, and said
bonds shall not exceed the maximum legal interest rate of Eight Percent
(8q) per annum, and said bonds shall be issued upon the terms and pro-
visions of the "Improvement Act of 1911," being Division 7 of the Streets
and Highways Code of the State of California, and pursuant to the terms
and conditions as set forth in the Resolution of Intention as previously
adopted for these proceedings.
SECTION 3. That this Resolution is adopted pursuant to the provi-
sions of Section 10602 of the Streets and Highways Code of the State of
California, and it is further directed that all recommendations relating
to the sale of bonds be presented to this City Council no later than the
time set for the Public Hearing on the "Report" and related matters for
this Assessment District.
SECTION 4. The City will provide, at no expense to the bidder,
the unqualified opinion of F. MACKENZIE BROWN, Attorney at Law, attesting
to the vailidity of the proceedings and the enforceability of the bonds.
SECTION 5. That pursant to Section 10600.5, said bonds shall be
dated the 15th day of September, 1979, or the 31st day after the
recordation of the assessment in the Office of the Street Superintendent,
whichever date is later.
SECTION 6. That the BID SPECIFICATIONS relating to the sale of
the assessment bonds for the Assessment District are hereby approved
and a copy for further particulars is referenced and attached hereto.
APPROVED and ADOPTED this 28th day of June, 1979.
Ma or of t o City of Costa e a
ATTEST:
Ci y Clerk of the City of Cr
a Mesa
STATE OF CALIFORNIA }
COUNTY OF ORANGE } SS
CITY OF COSTA MESA }
I, EILEEN P. PHINNEY, City Clerk and ex -officio Clerk of the City
Council of the City of Costa Mesa, hereby certify that the above and
foregoing Resolution No. 79-80 was duly and regularly passed and adopted
by the said City Council at a regular meeting thereof, held on the 28th
day of June, 1979.
IN WITNESS WHEREOF, I have hereunto set my hand and affixed the
Seal of the City of Costa Mesa this 29th day of June, 1979.
-Cit-y Clerk and ex -officio Cle of the
City Council of the City of sta Mesa
BOND SALE INFORMATION
NOTICE OF SALE
PROJECT: ASSESSMENT DISTRICT NO. 79-01
(SOUTH COAST DRIVE)
AGENCY: CITY OF COSTA MESA, CALIFORNIA
IMPROVEMENTS:
The construction of certain street and utility improve-
ments, together with appurtenances and appurtenant work.
PROCEEDINGS: The "Municipal Improvement Act of 1913," being Division
12 of the Streets and Highways Code of the State of
California.
BONDS: The "Improvement Act of 1911," being Division 7 of the
Streets and Highways Code of the State of California.
AMOUNT: The estimated amount of assessments shall not exceed
3T,7777,154.49. This amount will be adjusted and is subject to the con-
struction bids received and any possible modifications to be made at the
assessment hearing as well as contingent upon any payments made during
the 30 day cash collection period. It is estimated that the actual
amount of the bond issue will be known approximately 35 days after the
conclusion of the public hearing. The public hearing is scheduled for
the 6th day of August, 1979.
BOND TERM: The bonds shall be payable in FIFTEEN (15) annual install-
ments extending over a period ending FOURTEEN (14) years from the 2nd
day of January next succeeding the next September 1st following their
date. Principal payments will be made in seven annual amounts.
BID: Bonds will be sold for cash to the bidder whose bid, in the opinion
of the City Council, best serves the interest of the owners in the land
and bids will be accepted on a flat basis with no requirement of accrued
interest. Each bid shall be for the entire amount of the bonds with a
single rate of interest. No bid will be considered for less than
NINETY-SIX (96) pecent of par.
SECURITY DEPOSIT: A certified or cashiers check will be required to
accompany the bid in the amount of $75,000.00.
TAX EXEMPT STATUS: The successful bidder may withdraw his proposal if
at any time prior to bond delivery the interest on said bonds shall be
declared to be taxable under Federal Income Tax Laws either by a ruling
of the Internal Revenue Service or a decision of a court of competent
jurisdiction.
AWARD RESCISSION: If the bonds are not available for delivery within
Forty -Five (45T -days after their date, the City or the successful binder
may upon written notice rescind any previous award.
INTEREST RATE: Bonds shall bear interest from their date at a rate not
to exceed Eight Percent (8%). The actual interest rate will be deter-
mined based upon the bids received.
COLLECTION OF ASSESSMENTS: The unpaid assessments will be collected at
the Office of the City Treasurer.
INVESTMENT SUITABILITY: These assessments bonds are secured by indi-
vidual properties within the boundaries of the Assessment District, and
neither the City nor any officer thereof is liable for the payment of
the bonds. The bonds are not an obligation of the State of California
or any political subdivision thereof, and there is no pledge of the full
faith or credit of said City. The limited nature of the obligation for
payment could result in delays in said payment.
EXHIBIT "A" for Resolution No. 79-80
Page 1 of 2
PROPERTY TAXES: The city has no direct responsibility for the collec-
tion of taxes, and thus any information relating to tax delinquencies
should be obtained from the appropriate County officials.
DATE OF BONDS: Said bonds shall be dated the 15th day of September,
1979, or the 31st day after the recordation of the assessment in the
Office of the Street Superintendent, whichever date is later.
RATING: The City has not made and does not contemplate making any appli-
cation to any Rating Agency for a rating on these bonds.
DELIVERY: The delivery of bonds shall be made at the Office of the City
Treasurer. A staggered delivery of bonds, mutually acceptable to the
City and purchaser, will be allowed if desired.
ASSESSMENT DESCRIPTIONS AND AMOUNTS: For a description of the respec-
tive parcels of land upon which the assessment and bonds are to be
issued, and for related information, reference is made to the assessment
presently on file in the Office of the City Clerk, and upon confirmation
to be recorded in the Office of the Superintendent of Streets.
AWARD: The Council reserves the right to reject any bid and to accept
mid which, in its opinion, best serves the interests of the owners
of land within the boundaries of the Assessment District. All bids
shall be for the entire amount of the bonds to issue. A premium will
only be considered for breaking a tie between two bids.
EXHIBIT "A" for Resolution No. 79-80
Page 2 of 2
BONDS AND SECURITY FOR BONDS
AUTHORITY:
The proceedings for the works of improvement and the levy of the special
assessment are pursuant to the terms and provisions of the "Municipal
Improvement Act of 1913", being Division 12 of the Streets and Highways
Code of the State of California. There has been substantial compliance
with the proceedings of Division 4 of the Streets and Highways Code, the
"Special Assessment Investigation, Limitation and Majority Protest Act
of 1931." The bonds to issue to finance the works of improvements are
issued pursuant to the terms and provisions of the "Improvement Act of
1911", being Division 7 of the Streets and Highways Code, and speci-
fically pursuant to Chapter 4 of Part 5 of said Division 7.
SECURITY:
An individual assessment bond will be issued to represent each indivi-
dual unpaid assessment within the boundaries of the assessment district
and said assessment and bond constitute a direct lien and obligation
against the particular parcel of benefited property described therein.
Should default be made in any payment upon principal or interest thereon,
the owner of said bond is entitled to initiate foreclosure proceedings
in the manner and form as authorized by law. Neither the public agency
issuing the bonds or any officer thereof is in any way liable for the
payment of the principal or interest on the bonds and the payment of
said bonds is solely payable from the redemption fund created under the
proceedings.
PRIORITIES:
The assessment bonds will have priority over any private debt such as a
judgment, deed of trust or mortgage, regardless of the time imposed.
The assessment lien and obligation is on a parity with general property
taxes and also will have priority over any subsequently issued special
assessment fixed lien obligations but will be subordinate and inferior
to any previously imposed special assessment debt levied on the particu-
lar parcel of property.
AMOUNT:
The bonds can issue in any amount in excess of $150.00 and will issue
in the exact amount of the assessment remaining unpaid on the particular
parcel of property. An assessment bond will issue for each parcel of
property and the bond represents the direct amount of the lien obliga-
tion on said particular parcel of property.
INTEREST RATE:
The maximum interest rate allowable by law for this type of security is
eight percent (8%) per annum. Assessment bonds may also be sold at a
discount or at a premium.
DELINQUENCIES:
In the event that there is a default or a delinquency in the payment of
any principal or interest coupon by the property owner on said bonds,
the bond holder is entitled, as of January 2 or July 2, as the case may �.
be, to immediately declare the entire amount of the unpaid assessment to
be due and payable or to direct or have the lot or parcel advertised
in the manner and form as provided by the "Improvement Act of 1911".
The foreclosure proceedings can be either pursuant to a sale procedure
through the Office of the agency's Treasurer or through a judicial
foreclosure through the Superior Court. The bonds and the assessments
are payable to the Treasurer on each October 15, and April 15, as the
case may be and, on the next June 1 or December 1, if the assessment
EXHIBIT "B" for Resolution No. 79-80
Page 1 of 2
._ i j
coupon remains unpaid, a penalty is immediately added in the amount of
one percent (1%) of the delinquent amount. A similar penalty of one
percent (1%) is then added for each succeeding month as long as the
assessments remain unpaid.
FORECLOSURE:
The holder of the bond has a sole remedy in case of default or delin-
quency, which is through a foreclosure action initiated either by the
Treasurer of the local agency or by a Court action through the local
Superior Court. Under both foreclosure proceedings, the property
owner upon the issuance of the Certificate of Sale, has a one year
period of redemption. The property owner also, up to the time of the
sale of said property, has the right of either reinstatement of the
delinquent bond or, of course, redemption. Upon the end of the one
year period of redemption, the Certificate of Sale holder has right to
make application to the Treasurer for a deed to the property. The
Certificate of Sale will bear interest at the rate of one percent (1%)
per month on the amounts included in the Certificate of Sale up to
the time that the deed is to be issued.
DISCHARGE OF OBLIGATION:
The property owner, at any time during the life of the bond, has the
right to pay off the unpaid assessment by generally paying the unpaid
principal amount, together with interest to the next coupon period
(January 2 or July 2, as the case may be). The City Council also has
the discretion as to whether or not to include in the Resolution of
Intention the provision for a five percent (5%) redemption premium and
if the Resolution of Intention did so provide, then the property owner
must also pay five percent (5%) redemption on the unpaid principal at
the time of the discharge of the obligation. If the payments are not
made in the time as allowed by law, then penalties are applicable to
said proceedings at the rate of one percent (1%) per month on the
unpaid amount.
These bonds do provide the Five Percent (5%) redemption premium.
EXHIBIT "B" for Resolution No. 79-80
Page 2 of 2