HomeMy WebLinkAbout05-71 - Transfer of Control of Comcast Corp to C-Native Exchange I, LLC (Subsidiary of Time Warner)RESOLUTION NO. 05-71
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
COSTA MESA, CALIFORNIA, CONDITIONALLY
AUTHORIZING THE ASSIGNMENT AND ULTIMATE
TRANSFER OF CONTROL OF A CABLE TELEVISION
FRANCHISE BY COMCAST CORPORATION TO C -NATIVE
EXCHANGE I, LLC, A WHOLLY-OWNED SUBSIDIARY OF
TIME WARNER NY CABLE LLC.
RECITALS:
A. Comcast of Costa Mesa, Inc. ("Franchisee") is the authorized
holder of a franchise ("Franchise") that authorizes the construction, operation, and
maintenance of a cable television system within the City of Costa Mesa ("Franchise
Authority"). Comcast of Georgia; Inc., is an intermediate subsidiary of Comcast
Corporation, and Comcast of Georgia, Inc., has the requisite corporate authority to
effectuate a change in ownership and control of the Franchise and the Franchisee.
B. On April 20, 2005, Time Warner NY Cable, LLC ("TWNY"), an
indirect subsidiary of Time Warner Cable Inc., and Comcast Corporation ("Comcast"),
the ultimate parent company of Franchisee, each entered into separate definitive
agreements to acquire, collectively, substantially all of the assets of Adelphia
Communications Corporation ("Adelphia") for a total of $12.7 billion in cash (of which
TWNY will pay $9.2 billion and Comcast will pay the remaining $3.5 billion) and 16% of
the common stock of Time Warner Cable Inc. At the same time that Comcast and
TWNY entered into the agreements to purchase Adelphia's assets, Time Warner Cable
Inc., Comcast, and their respective subsidiaries also agreed to swap certain cable
systems to enhance their respective geographic clusters of subscribers ("Cable
Swaps"). The cable system now owned and operated by Franchisee in the City of
Costa Mesa is one of many cable systems in Southern California involved in the Cable
Swaps.
C. On June 15,-2005, the Franchise Authority received from Comcast
of Georgia, Inc. ("Transferor") an intermediate subsidiary wholly-owned by Comcast
Corporation, and from Time Warner Cable Inc. ("Transferee"), an application for the
assignment and ultimate transfer ofcontrol of the existing Franchise. This application
included FCC Form 394 titled "Application for Franchise Authority Consent to
Assignment or Transfer of Control of Cable Television Franchise." Supplemental
information was provided to the Franchise Authority by the Transferee on July 25, 2005.
D. In accordance with paragraph (F) of Section 19-05 of Chapter 1,.
Title 19 of the Costa Mesa Municipal Code, the Franchise Authority has the right to
review and to approve the financial, technical, and legal qualifications of the Transferee
in connection with the proposed assignment and ultimate transfer of control of the
Franchise.
E. The staff of the Franchise Authority has reviewed the
documentation that accompanied FCC Form 394 and, based upon the representations
set forth in that documentation, has concluded that the proposed Transferee has the
requisite financial, technical, and legal qualifications to adequately perform, or to ensure
the performance of, all obligations required of the Franchisee under the Franchise, and
that C -Native Exchange I, LLC will be bound by all existing terms, conditions, and
obligations of the Franchise as it currently exists or as it may be modified or superseded
prior to the closing of the transaction involving the Cable Swaps.
NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF COSTA
MESA RESOLVES AS FOLLOWS
Section 1. In accordance with paragraph (F) of Section 19-05 of Chapter
1, Title 19 of the Costa Mesa Municipal Code, the Franchise Authority consents to and
approves the proposed assignment of the Franchise from Franchisee to C -Native
Exchange I, LLC, a wholly-owned subsidiary of Comcast of Georgia, Inc., and the
subsequent transfer of control of C -Native Exchange I, LLC to Time Warner Cable Inc.,
which, upon the closing of the Cable Swaps transaction, will be the indirect parent and
owner of C -Native Exchange I, LLC.
Section 2. The authorization, consent and approval of the Franchise
Authority to the proposed assignment and ultimate transfer of control of the Franchise
is conditioned upon compliance by the Transferor or the Transferee with the following
requirements, for which they are jointly and severally responsible:
(a) Within 60 days after the adoption of this resolution, the
Transferor and the Transferee will execute and file in the office of the City Clerk an
"Assignment and Assumption Agreement" in substantially the form attached to this
resolution as Exhibit A. The Mayor is authorized to execute that document and thereby
evidence the written consent of the Franchise Authority to the assignment and
assumption of all rights and obligations under the Franchise.
(b) An original or conformed copy of the written instrument
evidencing the closing and consummation of the ultimate transfer of control of the
Franchise to the Transferee must be filed in the office of the City Clerk within 60 days
after that closing and consummation.
(c) Regardless of whether the transaction described in the FCC
Form 394 actually closes, the Franchise Authority will be reimbursed for all costs and
expenses reasonably incurred by the Franchise Authority in processing and evaluating
the information relating to the proposed assignment and ultimate transfer of control of
the Franchise; provided, however, that those costs and expenses will not exceed the
sum of $2500 and will be set forth in an itemized statement transmitted by the City
Manager, or the City Manager's designee, to the Transferor and the Transferee within
45 days after the -effective date of this resolution. The Transferor -or the Transferee
must pay to the Franchise Authority the total amount set forth in the statement within 30
days after the date of the statement.
Section 3. If the conditions set forth above in paragraphs (a) and (c) of
Section 2 are not satisfied within the period of time specified in each of those
paragraphs, then the authorization and consent of the Franchise Authority to the
proposed assignment and ultimate transfer of control as provided for in this resolution
will be revoked and rescinded without further action by the Franchise Authority, and the
FCC Form 394 application will be denied in all respects. In such event, the City
Manager is authorized and directed to give written notice to all affected parties of that
revocation and rescission, which will be deemed to be without prejudice to the right of
those parties to submit a new FCC Form 394 to the Franchise Authority if required by
the Franchise or local ordinance.
Section 4. The City Clerk is directed to transmit a certified copy of this
resolution to the following persons:
Mr. Roger Keating, President
Los Angeles Division
Time Warner Cable Inc.
959 South Coast Drive
Suite 300
Costa Mesa, CA 92626
Ms. Sheila R. Willard
Senior Vice President, Government Affairs
Comcast of Georgia, Inc.
1500 Market Street
Philadelphia, PA 19102-2148
Section 5. The City Clerk is directed to certify to the passage
and adoption of this resolution.
PASSED AND ADOPTED this 4th day of October, 2005.
ATTEST:
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Depuf�(City Clerk of the City of Costa Mesa Mayor of the City of Costa Mesa
APPROVED AS TO FORM
--K .
City Attorney
STATE OF CALIFORNIA)
COUNTY OF ORANGE ) ss
CITY OF COSTA MESA )
I, JULIE FOLCIK, Deputy City Clerk and ex -officio Clerk of the City Council of the
City of Costa Mesa, hereby certify that the above and foregoing Resolution No. 05-71
was duly and regularly passed and adopted by the said City Council at a regular
meeting thereof held on the 4th day of October, 2005, by the following roll call vote:
AYES: Mansoor, Monahan, Bever, Dixon, Foley
NOES: None
ABSENT: None
IN WITNESS WHEREOF, I have hereunto set my hand and affixed the seal of
the City of Costa Mesa this 5th day of October, 2005.
Dep 'ty City Clerk and ex -officio Clerk of
the City Council of the City of Costa Mesa
Il
EXHIBIT A
ASSIGNMENT AND ASSUMPTION AGREEMENT
AND
GUARANTEE OF ASSIGNEE'S OBLIGATIONS
(CABLE TELEVISION FRANCHISE AGREEMENT)
THIS ASSIGNMENT AND ASSUMPTION AGREEMENT ("Agreement") is
entered into this day of , 2005, by and between Comcast of
Costa Mesa, Inc., ("Assignor"), C -Native Exchange I, LLC, a Delaware limited liability
company ("Assignee"), and the City of Costa Mesa, a California municipal corporation
("Franchise Authority").
RECITALS:
A. Assignor is the authorized holder of a franchise that authorizes the
construction, operation, and maintenance of a cable television system within the City of
Costa Mesa, California.
B. Subject to the prior consent of the Franchise Authority, Assignor
desires to assign and transfer to Assignee, and Assignee desires to assume, all rights,
duties, and obligations under the cable television franchise agreement between the
Franchise Authority and Comcast of Costa Mesa, Inc. ("Franchise Agreement") as it
currently exists or as it may be modified or superseded by the parties prior to the
closing of the transaction described in Assignor's FCC Form 394.
THE PARTIES AGREE AS FOLLOWS:
1. Assignor assigns and transfers to Assignee all of Assignor's rights,
duties, and obligations under the Franchise Agreement.
2. Effective upon the closing of the transaction described in the FCC
Form 394 as filed with the Franchise Authority on June 15, 2005, Assignee covenants
and agrees with Assignor and with the Franchise Authority to assume all rights and to
assume and perform all duties and obligations of the Assignor under the Franchise
Agreement.
3. Franchise Authority consents to the assignment and transfer by
Assignor to Assignee of all rights, duties, and obligations specified in the Franchise
Agreement, contingent upon the execution by Time Warner Cable Inc., as guarantor, of
the "Guarantee of Assignee's Obligations" that is attached as Schedule 1 to this
Agreement.
4. This Agreement will become operative and enforceable upon the
closing of the transaction described in the FCC Form 394 as filed With the Franchise
Authority on June 15, 2005.
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TO EFFECTUATE THIS AGREEMENT, the parties have caused this
Assignment and Assumption Agreement to be executed by their authorized
representatives as of the date set forth below the authorized signature.
"ASSIGNOR"
COMCAST OF COSTA MESA, INC.
a corporation
By:
(Authorized Corporate Officer)
APPROVED AS TO FORM:
LEGAL COUNSEL
APPROVED AS TO FORM:
LEGAL COUNSEL
APPROVED AS TO FORM:
CITY ATTORNEY
/,ri�MS
CITY CLERK
R
Title:
Date:
"ASSIGNEE"
C -NATIVE EXCHANGE I, LLC,
a Delaware limited liability company
By:
(Authorized Officer)
Title:
Date:
"FRANCHISE AUTHORITY"
CITY OF COSTA MESA
By:
Mayor
Date:
SCHEDULE 1
to
ASSIGNMENT AND ASSUMPTION AGREEMENT
AND
GUARANTEE OF ASSIGNEE'S OBLIGATIONS GUARANTEE
GUARANTEE, dated as of , 2005, made by TIME WARNER CABLE
INC., a Delaware corporation ("Guarantor"), in favor of the City of Costa Mesa,
California, ("Beneficiary").
For good and valuable consideration, the receipt and sufficiency of which are hereby
acknowledged, and to induce Beneficiary to timely consent to the transfer of the cable
television franchise issued by Beneficiary and currently held by Comcast of Costa
Mesa, Inc. (the "Franchise") to C -Native Exchange I, LLC ("Transferee") in accordance
with the Federal Communications Commission Form 394 filed by Transferee, Guarantor
agrees as follows:
Interpretive Provisions
A. The words "hereof," "herein" and "hereunder" and words of similar import,
when used in this Guarantee, shall refer to this Guarantee as a whole and
not to any particular provision of this Guarantee, and section and
paragraph references are to this Guarantee unless otherwise specified.
B. The meanings given to terms defined herein shall be equally applicable to
both the singular and plural forms of such terms.
Guarantee
A. Effective upon the close of the Cable Swaps transaction, Guarantor
unconditionally and irrevocably guarantees to Beneficiary the timely and
complete performance of all Transferee obligations under the Franchise
(the "Guaranteed Obligations"). The Guarantee is an irrevocable,
absolute, continuing guarantee of payment and performance, and not a
guarantee of collection. If Transferee fails to pay any of its monetary
Guaranteed Obligations in full when due in accordance with the terms of
the Franchise, Guarantor will promptly pay the same to Beneficiary or
procure payment of same to Beneficiary. Anything herein to the contrary
notwithstanding, Guarantor shall be entitled to assert as a defense
hereunder any defense that is or would be available to Transferee under
the Franchise or otherwise.
B. This Guarantee shall remain in full force and effect until the earliest to
occur of: (i) performance in full of all Guaranteed Obligations at a time
when no additional Guaranteed Obligations remain outstanding or will
accrue to Transferee under the Franchise; and (ii) subject to any required
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consent of the Beneficiary, any direct or indirect transfer of the Franchise
from Transferee to (or -direct or indirect acquisition of Transferee or any
successor thereto by (whether pursuant to a sale of assets or stock or
other equity interests, merger or otherwise)) any other person or entity a
majority of whose equity and voting interests are not beneficially owned
and controlled, directly or indirectly, by Guarantor. Upon termination of
this Guarantee in accordance with this Section II(B), all contingent liability
of Guarantor in respect hereof shall cease, and Guarantor shall remain
liable solely for Guaranteed Obligations accrued prior to the date of such
termination.
Waiver
Guarantor waives any and all notice of the creation, renewal, extension or
accrual of any of the Guaranteed Obligations and notice of or proof of reliance by
Beneficiary upon this Guarantee or acceptance of this Guarantee. - Guarantor waives
diligence, presentment, protest and demand for payment to Transferee or Guarantor
with respect to the Guaranteed Obligations; provided, however, that Guarantor shall be
furnished with a copy of any notice of or relating to default under the Franchise to which
Transferee is entitled or which is served upon Transferee at the same time such notice
is sent to or served upon Transferee.
Representations and Warranties
. Each of Guarantor and Beneficiary represents and warrants that: (i) the
execution, delivery and performance by it of this Guarantee are within its corporate,
limited liability company or other powers, have been duly authorized by all necessary
corporate, limited liability company or other action, and do not contravene any law,
order, decree or other governmental restriction binding on or affecting it; and (ii) no
authorization or approval or other action by, and no notice to or filing with, any
governmental authority or regulatory body is required for the due execution, delivery
and performance by it of this Guarantee, except as may have been obtained or made,
other than, in the case of clauses (i) and (ii), contraventions or lack of authorization,
approval, notice, filing or other action that would not, individually or in the aggregate,
impair or delay in any material respect such party's ability to perform its obligations
hereunder.
Binding Effect
This Guarantee, when executed and delivered by Beneficiary, will
constitute a valid and legally binding obligation of Guarantor, enforceable against it in
accordance with its terms, except as such enforcement may be limited by applicable
bankruptcy, insolvency or other similar laws applicable to creditors' rights generally and
by equitable principles (whether enforcement is sought in equity or at_law).
K
Notices
All notices, requests, demands, approvals, consents and other
communications hereunder shall be in writing and shall be deemed to have been duly
given and made if served by personal delivery upon the party for whom it is intended or
delivered by registered or certified mail, return receipt requested, or if sent by
Telecopier, provided that the telecopy is promptly confirmed by telephone confirmation
thereof, to the party at the address set forth below, or such other address as may be
designated in writing hereafter, in the same manner, by such party:
To Guarantor and Transferee:
To Beneficiary:
Time Warner Cable Inc.
290 Harbor Drive
Stamford, CT 06902-6732
Telephone: (203) 328-0631
Telecopy: (203) 328-4094
Attention: General Counsel
City of Costa Mesa
Telephone:
Telecopy:
Attention:
Integration. This Guarantee represents the agreement of Guarantor with respect to the
subject matter hereof and there are no promises or representations by Guarantor or
Beneficiary relative to the subject matter hereof other than those expressly set forth
herein.
Amendments in Writing. None of the terms or provisions of this Guarantee may be
waived, amended, supplemented or otherwise modified except by a written instrument
executed by Guarantor and Beneficiary, provided that any right, power or privilege of
Beneficiary arising under this Guarantee may be waived by Beneficiary in a letter or
agreement executed by Beneficiary.
Section Headings. The section headings used in this Guarantee are for convenience of
reference only and are not to affect the construction hereof or be taken into
consideration in the interpretation hereof.
No Assignment or :Benefit to Third Parties. This Agreement shall be binding upon and
inure to the benefit of the parties hereto. Nothing in this Agreement, express or implied,
is intended to confer upon anyone other than Guarantor and Beneficiary and their
U
respective permitted assigns, any rights or remedies under or by reason of this
Guarantee.
Expenses. All costs and expenses incurred in connection with this Guarantee and the
transactions contemplated hereby shall be borne by the party incurring such costs and
expenses.
Counterparts. This Guarantee may be executed by Guarantor and Beneficiary on
separate counterparts (including by facsimile transmission), and all of said counterparts
taken together shall be deemed to constitute one and the same instrument.
Governinq Law. This guarantee shall be governed by and construed and interpreted in
accordance with the laws of the state of California without regard to principles of
conflicts of law.
Waiver of Jury Trial. Each party hereto hereby irrevocably and unconditionally waives
trial by jury in any legal action or proceeding relating to this guarantee and for any
counterclaim therein.
TO EFFECTUATE THIS GUARANTEE, -each of the undersigned has
caused this Guarantee to be duly executed and delivered by its duly authorized officer
on the date set forth below the authorized signature.
"GUARANTOR"
TIME WARNER CABLE INC.
By:
Name:
Title:
Date:
"BENEFICIARY"
CITY OF COSTA MESA
By:
Name:
Title:
Date:
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