HomeMy WebLinkAbout15 - NB-6 - Amendment to Council Policy 300-2 - 2/15/2011CITY COUNCIL AGENDA REPORT
MEETING DATE: February 15, 2011 ITEM NUMBER: I V-6
SUBJECT: AMENDMENT TO COUNCIL POLICY 300-2 REGARDING SEVERANCE
FOR EXECUTIVE PERSONNEL
DATE: FEBRUARY 11, 2011
FROM: CITY ATTORNEY'S OFFICE
CITY MANAGER'S OFFICE
PRESENTATION HAROLD W. POTTER, ASSISTANT CITY ATTORNEY
BY:
FOR FURTHER INFORMATION Thomas R. Hatch, Assistant City Manager @
CONTACT: (714) 754-5328
RECOMMENDATION:
Approve amended Council Policy 300-2.
DISCUSSION:
In preparing the Employment Agreement for incoming City Manager Thomas R. Hatch,
the City Attorney's Office and City Manager's Office suggested that existing Council
Policy 300-2 be updated. The current policy addresses severance benefits and auto
allowance for the City Manager and Department Directors. Because certain provisions
in the proposed Employment Agreement differ from the existing Council Policy and in
light of the need to update the policy generally to address "for good cause" terminations,
the policy is being brought forward at this time.
It is recommended that the severance provisions in the Council Policy be bifurcated
from the auto allowance provisions as there is no connection between the two subjects.
Further review is needed on the auto allowance terms and this subject will be brought
back at a later date as a new Council Policy. The existing terms and conditions for the
auto allowance will remain in effect until such time as a new Council Policy is adopted.
It is important to note this only applies to the City Manager and Department Directors —
assigned vehicles to other personnel are addressed in existing Memorandum of
Understanding with represented labor organizations.
A copy of the amended Council Policy 300-2 is attached as Attachment 1 with the
existing Council Policy 300-2 attached as Attachment 2. Beyond removal of the auto
allowance provision, the severance language has been revised to clarify that severance
shall not be granted in the event termination is "for good cause." The Policy references
the provisions of the City's Personnel Rules (Rule 26, section 1) which specifically
identifies actions which would subject an employee to disciplinary action including
termination of employment. Those actions are identified in Attachment 3.
ALTERNATIVES CONSIDERED:
The proposed amendments to Council Policy 300-2 strengthen and clarify the
severance provisions already in existence. The City Council may opt to leave the policy
as it presently exists and deal with individual circumstances on a case-by-case basis.
FISCAL REVIEW:
There is no immediate fiscal impact of the proposed change in Council Policy 300-2.
Potentially, the amended policy could reduce future financial obligations on the City for
employees terminated "for good cause."
LEGAL REVIEW:
The amended Council Policy was prepared and approved by the City Attorney.
CONCLUSION:
It is recommended that the amended Council Policy 300-2 be approved as submitted.
Ian L. Roede
City Manager
Kimberly Hall Barlow
City Attorney
Attachments: 1 Council Policy 300-2 —Amended
2 Council Policy 300-2 — Current.
3 Personnel Rules (Rule 26, section 1)
2
ATTACHMENT 1
COSTA MESA, CALIFORNIA
COUNCIL POLICY
POLICY NUMBER I EFFECTIVE DATE I PAGE
SEVERANCE POLICY 300-2 11/2/82
Rev. 12/1/89 1 OF 1
Rev. 1/19/98
Rev. 5/15/00
Rev. 6/02/03
Rev. 2/15/11
The purpose of this Policy is to establish additional compensation benefits for the City Manager,
Department Directors, and other executive personnel as designated.
A. SEVERANCE - As the City Manager is an "at will" employee employed at the pleasure of the
City Council, he or she shall be afforded six months of compensation at the rate in effect at the
time his or her employment would be terminated based on action by the City Council, except if
termination is for good cause, unless otherwise agreed in writing between the City and the City
Manager. This six months' compensation shall be in addition to any accrued vacation benefits:
The purpose of this Severance Policy is to provide additional compensation should
employment be terminated by action of the City Council only, without good cause, and is not
applicable should the City Manager voluntarily resign, retire or die while employed. The City
Manager will provide the City Council with a thirty -day (30) notice should he or she voluntarily
submit a resignation. Good cause shall mean serious or repeated violations of the City's
Personnel Rules, Rules 26, Section 1.
B. All Department Directors employed after March 1, 1998 are designated as "at will" and are
employed at the pleasure of the City Manager. Said employees shall be afforded the same
severance benefits and consideration as stated for the City Manager, except where termination
is for good cause. Good cause shall mean serious or repeated violations of the City's
Personnel Rules, Rules 26, Section 1.
ATTACHMENT 2
CITY OF COSTA MESA, CALIFORNIA
COUNCIL POLICY
SUBJECT POLICY NUMBER EFFECTIVE DATE PAGE
AUTO AND SEVERANCE POLICY 300-2 11/2/82 1 OF 1
Rev. 12/1/89
Rev. 1/19/98
Rev. 5/15/00
Rev..4/01 /08
The purpose of this Policy is to establish additional compensation benefits for the City
Manager, Department Directors, and other executive personnel as designated.
A. SEVERANCE - As the City Manager is an "at will" employee employed at the pleasure
of the City Council, he/she shall be afforded six months of compensation at the rate in
effect at the time his/her employment would be terminated based on action by the City
Council. This six months' compensation shall be in addition to any accrued vacation
benefits. The purpose of this Severance Policy is to provide additional compensation
should employment be terminated by action of the City Council only, and is not .
applicable should the City Manager voluntarily resign, retire or die while employed. The
City Manager will provide the City Council with a thirty -day (30) notice should he or she
voluntarily submit a letter of resignation.
All Department Directors employed after March .1, 1998 are designated as "at will" and
are employed at the pleasure of the City Manager. Said employees shall be afforded the
same severance benefits and consideration as stated for the City Manager.
B. AUTO ALLOWANCE - The following classifications shall be provided with a City vehicle
or monthly automobile allowance:
Assigned City Vehicle: Fire Chief, Deputy Fire Chief, Fire Marshal, Police Chief,
Police Captain, Police Lieutenant, Public Services Director
$450 Monthly Automobile Allowance: City Manager, Assistant City Manager,
Development Services Director, Finance Director, Administrative Services Director
Use of a City pool vehicle is available for all other employees for job-related purposes.
The monthly automobile allowance may be adjusted on an annual basis per the
Executive Compensation Plan. In all situations, the City Manager has the sole
discretion to grant, modify or deny use of a City vehicle or grant an auto allowance for
Department Directors and Division Managers.
ATTACHMENT
RULE 26 - DISCIPLINARY PROCEDURES
SECTION 1. BASIS FOR DISCIPLINARY ACTION
The tenure of every City employee shall be based on reasonable standards of
personal conduct and job performance. Failure to meet such standards shall be
grounds for appropriate disciplinary action, which shall be commensurate with
the seriousness of the offense and with consideration of the employee's prior
performance record. Disciplinary action shall be based upon any of the following
grounds:
A. Fraud in securing employment or making a materially false statement on
an application for employment or on any supporting documents furnished
with or made a part of any application.
B. Incompetency such as failure to comply with the minimum standards for
an employee's position for a significant period of time.
C. Neglect of duty, such as failure to perform the duties required of an
employee's position.
D. Willful disobedience and insubordination such as a willful failure to submit
to duly appointed and acting supervision or to conform to duly established
orders or directions of persons in a supervisory position.
E. Dishonesty involving employment.
F. Being under the influence of alcohol or intoxicating drugs while on duty
without a prescription.
G. Addiction to or habitual use of alcoholic beverages, narcotics or any habit
forming drug.
H. Inexcusable absence without leave.
I. Conviction of a felony or conviction of a misdemeanor involving moral
turpitude. A plea or verdict of guilty, or a conviction following a plea of nolo
contendere, to a charge of a felony or any offense involving moral
turpitude is deemed to be a conviction within the meaning of this section.
J. Discourteous treatment of the public.
K. Improper or unauthorized use of City property.
L. Violation of the rules and regulations of any department.
M. Any act of conduct undertaken which, either during or outside of duty
hours, is of such a nature that it causes discredit to fall upon the City, the
employee's department or division.
N. Failure to maintain proper conduct during working hours causing discredit
o the employee's department or division.
O. Abuse of sick leave.
P. Inattention to duty, tardiness, indolence, carelessness or negligence in the
care and handling of City property.
Q. The employee's failure to resolve a physical or mental infirmity(s) or
defect(s), when it is within the capacity of the employee to do so and when
directed by his/her supervisor.
R. Outside employment which conflicts with the employee's position and is
not specifically authorized by the department head.
S. Acceptance from any source of any emolument, reward, gift or other form
of remuneration in addition to the employee's regular compensation, as a
personal benefit to the employee for actions performed in the normal
course of the employee's assigned duties.
I
T. Falsification of any City report or record, or of any report or record
required to be, or, filed by the employee.
U. Violation of any of the provisions of the City Code, ordinances, resolutions,
any rules, regulations or policies which may be prescribed by the City
Council, City Manager, department manager or supervisor.
V. Political activities precluded by Local, State or Federal law.
W. Other acts which are incompatible with service to the public.