HomeMy WebLinkAbout- - PH for FY2012-13 Funding CDBG/HOME - 6/19/2012CITY COUNCIL AGENDA REPORT
MEETING DATE: June 19, 2012 ITEM NUMBER:
SUBJECT: Public Hearing for Fiscal Year 2012-2013 Funding Priorities for
Community Development Block Grant (CDBG) and HOME Investment
Partnership Program (HOME)
DATE: JUNE 1, 2012
FROM: DEVELOPMENT SERVICES DEPARTMENT/HOUSING AND COMMUNITY
DEVELOPMENT
PRESENTATION BY: ALMA PENALOSA, MANAGEMENT ANALYST
MIKE LINARES, CDBG COORDINATOR
FOR FURTHER INFORMATION MURIEL ULLMAN, NEIGHBORHOOD IMPROVEMENT
CONTACT: MANAGER (714) 754-5167
ALMA PENALOSA, MANAGEMENT ANALYST
(714) 754-5692
RECOMMENDATION
1. Approve recommended allocation for the Fiscal Year 2012-2013 Community
Development Block Grant (CDBG) Application.
2. Approve recommended allocation for the Fiscal Year 2012-2013 HOME
Investment Partnership Grant.
3. Approve resolution (Exhibit A) authorizing the City's Chief Executive Officer
(CEO) to act as the official representative of the City in order to submit the
Annual Action Plan (Exhibit B) and all certifications and assurances contained
therein, and directing and authorizing the CEO to act in connection with the
submission of the Annual Action Plan, and to approve minor changes and
provide additional information as may be required.
4. Approve the renaming and conversion of the Redevelopment and Residential
Rehabilitation (3R) Committee to the Housing and Public Service Grant
Committee, an Ad -Hoc Committee to meet only when deemed necessary by the
Economic and Development Director or the City Council.
BACKGROUND
Costa Mesa is a Housing and Urban Development (HUD) entitlement City which is
automatically eligible to receive Community Development Block Grant (CDBG) and
HOME Partnership Program Grant (HOME) funds. These two (2) HUD programs
annually provide over $1.5 million to the City and offer an array of services that either
assist low and moderate income persons and/or arrest blight in deteriorated
neighborhoods.
The Housing and Community Development Division of the Development Service's
Department is responsible for administration of the City's CDBG and HOME Grants.
CDBG and HOME programs and projects must reflect the needs outlined in the City's
Consolidated Plan.
In April of 2010, the City Council approved the 2010-2014 Consolidated Plan. The
Consolidated Plan is a five (5) year planning document required by HUD for all
communities receiving entitlement community development funds. It was approved via
a collaborative process with the local community whereby a unified vision for community
development actions was established. The Consolidated Plan offers local jurisdictions
the opportunity to integrate the various housing and community development programs
into effective neighborhood strategies thereby creating a platform for strategic planning
designed to reduce duplication of effort at the local level. The Plan must include the
following elements: a projection of housing needs for the next five (5) years, a
discussion of specific housing problems including cost burdened households,
substandard housing and overcrowding; community development and infrastructure
needs; and a homeless needs analysis. Finally, the Plan provides priority needs and
objectives and a one year Action Plan. The priorities in the 2010-2014 Consolidated
Plan were utilized to determine the proposed programs and projects presented in
the 2012-2013 Budget.
ANALYSIS
CDBG funds must be utilized to achieve one of three national objectives: Elimination of
slum and blight, benefit to low and moderate persons and/or meet an urgent need.
HOME funds must be used solely to increase housing opportunities for low-income
residents living in Costa Mesa. HCD has traditionally also been responsible for
administration of the former Redevelopment Agency's Low -Mod funds. These funds
worked in conjunction with the CDBG and HOME grants to implement the City/Agency's
housing programs, projects and to fund salary costs for HCD staff.
With Governor Brown's recent abolishment of Redevelopment, HCD had been faced
with a significant budget shortfall. Typically there is approximately $800,000 in RDA
Low -Mod funds that is appropriated annually for use by HCD. These funds are used for
project/program costs, development projects and salaries. The loss of these funds for
FY12-13 created a salary shortfall of approximately $200,000. To cope with this
shortfall, a reorganization plan has been implemented to mitigate impact to the General
Fund. The plan includes the transferring of some existing staff to other vacant positions
in the City which resulted in elimination of two full-time positions, as well as the
elimination of the part-time Neighborhood Improvement Manager position. Additionally,
all housing programs have been reduced to reflect the reduction in funds and staffing.
The result is the reduction of 2'/2 full time staff positions from the HCD budget.
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The proposed staff and programmatic reductions are as follows:
Administration
The administration Management Analyst has been the HCD Division budget coordinator
and assistant project manager in charge of various administrative and/or housing
projects. The employee who previously filled this position has been promoted to the
vacant Budget Analyst position in the Finance Department. The administrative and
budgetary duties of this position will be dispersed to other HCD staff. As a result, the
vacated position in HCD has been eliminated for FY12-13.
The Neighborhood Improvement Manager position has also been eliminated. The
administrative and supervisory duties of this position will be dispersed to other
Development Services staff. A City consultant is proposed to staff the Neighborhood
Improvement Task Force (NITF) for FY12-13. This reallocation of manpower would
have been necessary regardless of RDA reductions due to the nature of the NITF
assignments which affect the City as a whole versus just the HUD target areas.
Additionally, there is an Office Specialist II position in HCD that has been vacant due to
a retirement since 2008 that will remain vacant and unfunded.
Single Family Housing Rehabilitation (SFR) Program
Previously there was a 50% Management Analyst who assisted with the HOME
rehabilitation program. This analyst was shared with the CEO's Office. However, the
employee who filled this position has transferred to the vacant Management Analyst
position in the CEO's Office and will no longer be assisting in HCD. As a result, the
vacated position in HCD will be eliminated for FY12-13.
This staffing reduction coupled with the significant reduction in the FY12-13 HOME
Program grant will result in reduced production of loans and grants for the SFR
Program. The remaining rehabilitation Management Analyst will also be handling
additional administrative duties which will reduce the amount of time available for loan
and grant production. As a result, FY12-13 goals for the Single Family
Rehabilitation Program have been reduced to 2 loans and 15 grants from the
previous year's 7 loans and 24 grants.
Neighbors for Neighbors and the Large Item Disposal (LID) Programs
The Neighbors for Neighbors Coordinator traditionally splits her time between Neighbors
for Neighbors, Housing Rehabilitation and special projects. She will now be assuming
additional administrative tasks and will have less time to work on the Neighbors for
Neighbors Program. As a result, the Neighbors for Neighbors Program will be
reduced to one event per year.
The Large item Disposal (LID) Program was not recommended for funding for
FY12-13 by the Public Service Grant Subcommittee, and at this time is slated for
elimination.
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Redevelopment and Residential Rehabilitation (3R) Committee
The 3R Committee has traditionally been an advisory committee to the Redevelopment
Agency and the City Council. However, with the abolishment of the Redevelopment
Agency and reduced funding for HCD, tasks for the Committee have greatly diminished.
Additionally, with the significant reduction of staff in HCD it will be more difficult for staff
to maintain the Committee with it's subsequent reports, agendas, minutes, etc. The
Committee also results in a significant amount of overtime costs as the Committee has
a staff provided recording secretary and also requires the attendance of professional
staff to a night meeting at the six meetings per year. Due to the reduction in tasks for
the Committee and reduction in HCD staff including clerical support, staff is
requesting that the Committee be made ad-hoc and called to meet only when
deemed necessary. It is anticipated this would occur one to two times per year.
A. CDBG FUNDS
The City of Costa Mesa has been notified by HUD that it's FY 2012-2013 CDBG Grant
appropriation will be $1,050,015 — a reduction of 17% from the prior year. An additional
$294,649 in CDBG funds is also being budgeted from prior years' funds. Of the grant
amount, a maximum of fifteen percent (15%) may be utilized for Public Service Grants
and a maximum of twenty percent (20%) may be allocated for administration. HCD is
proposing allocation of these funds as follows:
Total Funds Available:
$ 1,344,664
Administration
20% Administration $ 210,003
(includes staff salaries, fair housing contract,
CDBG consultant contract and M&O for Division)
Existing Programs
15% Public Service Grants $ 157,502
Code Enforcement $ 320,733
(includes salaries for 2 FT officers, clerical
and M&O for Program)
"Neighbors for Neighbors" Program $ 82,926
(1 community events per year — includes
staff salaries and M&O for Program)
Tool Rental Program
(includes funding for 5 grants) $ 3,500
Total Budgeted for Existing Programs $ 564,661
Available for New Projects and Programs $ 570,000
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New Projects and Programs
Staff solicited project requests from Department Heads, Division Managers, and the
City Council. The CEO reviewed all proposals and recommended the following
project for funding:
1) Gisler Avenue Alley Improvements: $570,000
Budgeted for New Projects and Programs $ 570,000
Total Unappropriated Funds $ -0-
B.
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B. HOME FUNDS
The City of Costa Mesa has been notified by HUD that it's FY2012-2013 HOME
Program Grant appropriation is $361,320 — a drastic 46% reduction. Additional HOME
funds being budgeted include $100,000 in prior years' administrative funds for a total
HOME budget of $461,320. Of the grant amount, a required fifteen percent (15%) must
be utilized for an eligible CHDO Project and a maximum of ten percent (10%) may be
allocated for administration. HCD is proposing allocation of these funds as follows:
Total Funds Available: $ 461,320
Administration
(10% plus prior years Admin funds) $ 136,132
15% CHDO Reserve (HUD mandated) $ 54,198
Available for Projects and Programs $ 270,990
Existing Programs
Single Family Rehab Loan Program $ 100,000
(includes funding for 2 loans)
Neighborhood Improvement Grant Program
(includes funding for 15 grants plus salaries) $ 170,990
Total Budgeted for Existing Programs $ 270,990
Available for New Projects and Programs $ - 0 —
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C. HOUSING PROJECTS
Earlier this month, the City Council authorized staff to enter into a Commitment and
Reservation Agreement to commit any 2009 and 2010 HOME funds remaining at the
end of Fiscal Year 2011-2012 to the Costa Mesa Housing Authority. These funds are to
be committed for future appropriation to a supportive housing project and possible
access center pursuant to Goal 6 of the Homeless Task Force recommendations. It is
anticipated there will be up to $660,000 available for commitment of 2009 and 2010
funds. Additionally, once the end of the year audit is complete there may also be
unspent 2011 funds which could also be allocated for this project.
The Funding Commitment Agreement allows Staff to proceed with the solicitation and
negotiation of a possible supportive housing project. Staff is planning to return to the
City Council and the Costa Mesa Housing Authority with options and to get direction as
to how to proceed with this project or an alternate affordable housing project.
D. REDEVELOPMENT & RESIDENTIAL REHABILITATION (3R) COMMITTEE
At it's March 27, 2012 meeting, the 3R Committee reviewed the estimated allocation of
CDBG & HOME funds and passed several motions approving the CDBG and HOME
budgets and the Annual Action Plan as presented. Questions and concerns raised by
the Committee centered primarily around the cost of the Neighbors for Neighbors
Program.
A motion was passed asking the City Council to look at reducing staff costs for the
Program and to have the City Council send out a letter (RFP) to solicit a Neighbors for
Neighbors Organizer for possible privatization, and also to prepare a mission statement
for the Program as well as a system of metrics to measure performance for the
Program.
2012-2013 ACTION PLAN
The 2012-2013 Fiscal Year is the third year of the current Consolidated Plan cycle. The
Action Plan is the link between the goals and objectives listed in the Consolidated Plan
with actual projects and activities to be carried out during a 12 -month period or fiscal
year. The specific time frame covered by the 2012-2013 Action Plan begins July 1,
2012 and ends June 30, 2013. The Action Plan includes several HUD required
components including:
• A list of federal, non-federal and private funds expected to be available to address
priority needs and objectives.
• A descriptions of the activities the City will undertake in 2012-2013 to meet priority
needs.
• A description of the geographic distribution of federal assistance.
• An outline of the activities that will be undertaken to address the needs of the City's
households at -risk of homelessness, those currently homeless, and persons that are
not homeless but have special needs
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• An evaluation of how the additional strategies outlined in the Consolidated Plan will
be addressed during 2012-2013.
• A discussion regarding certain program requirements for the CDBG and HOME
programs.
• A description of the standards and procedures used to monitor activities carried out
in furtherance of the Consolidated Plan and the Action Plan.
• Various certifications related to the implementation of the Consolidated/Annual
Action Plan, and the CDBG and HOME programs.
The existing programs listed in the respective budgets represent City Council priorities
as expressed in the 2010-2014 HUD Consolidated Plan and Community Objectives.
New projects represent requests that have been submitted to staff and reviewed by the
CEO for adherence to the above mentioned criteria. Existing and new projects
recommended for funding are further described in the 2012-2013 Action Plan (Exhibit
B).
FISCAL IMPACT
For fiscal year 2012-2013, the City will receive a total of $1,050,015 in Community
Development Block Grant (CDBG) funds. Additional CDBG funds being budgeted
include $294,649 in prior years' funds. Therefore, the total amount of available CDBG
funds for 2012-2013 is $1,344,664.
For fiscal year 2012-2013, the City will receive $361,320 in HOME Investment
Partnership Program (HOME) funds. Additional HOME funds being budgeted include
$100,000 in prior years' administration funds. Therefore, the total amount of available
HOME funds for 2012-2013 is $461,320.
ALTERNATIVES CONSIDERED
The City can choose not to fund the proposed programs and projects and/or ask staff to
research other eligible activities. However, this would delay submission of the Annual
Action Plan to HUD and subsequently, receipt of grant funds for FY12-13. Additionally,
HOME Program funds have a 2 year commitment deadline and any delay could put the
funds in jeopardy of being returned to the federal government.
LEGAL IMPACT
There is no adverse legal impact anticipated by the Council's taking the recommended
action(s), based upon the documents and information provided to this office.
CONCLUSION
The existing programs listed in the respective budgets represent City Council priorities
as expressed in the HUD Consolidated Plan and Community Objectives. New projects
represent requests submitted to staff and reviewed by the CEO and staff for adherence
to the above-mentioned criteria.
iA
As required by HUD, a notice was published on May 4, 2012 inviting the public to
comment during the thirty -day (30) comment period. The comment period began on
May 6, 2012 and concluded on June 4, 2012.
It is recommended that the City Council:
1. Approve recommended allocation for the Fiscal Year 2012-2013 Community
Development Block Grant (CDBG) Application.
2. Approve recommended allocation for the Fiscal Year 2012-2013 HOME
Investment Partnership Grant, including reallocation of prior years' funds.
3. Approve resolution (Exhibit A) authorizing the Chief Executive Officer to act as
the official representative of the City in order to submit the Annual Action Plan
(Exhibit B) and all certifications and assurances contained therein, and directing
and authorizing the Chief Executive Officer to act in connection with the
submission of the Annual Action Plan, and to approve minor changes and
provide additional information as may be required.
4. Approve the renaming and conversion of the Redevelopment and Residential
Rehabilitation (3R) Committee to the Housing and Public Service Grant
Committee, an Ad -Hoc Committee to meet only when deemed necessary by the
Development Services Director or the City Council.
Peter Naghavi, Deputy CEO Muriel Ullman
Director of Economic and Development Neighborhood Improvement Manager
Alma Penalosa
Management Analyst
Attachments: Exhibit A — Resolution
Exhibit B — Annual Action Plan
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